The Viewpoint

The Financial Advisor (“FA”) RIA survey is a ranking based on assets under management at year end of independent RIA firms that file their own ADV with the SEC. FA’s RIA ranking orders firms from largest to smallest, based on AUM reported to FA by firms that voluntarily complete and submit FA’s survey by the deadline. FA does its best to verify AUM by reviewing ADV forms. To be eligible for the ranking, firms must be independent registered investment advisors and file their own ADV statement with the SEC and provide financial planning and related services to individual clients. Firms must have at least $500 million in assets under management as of December 31, 2021, to be included in the print edition of Financial Advisor magazine’s 2022 RIA survey. Firms with under $500 million will be included in FA’s expanded 2022 online RIA survey. This ranking does not evaluate the quality of services provided to clients and is not indicative of Greystone’s future performance. Greystone did not pay a fee to Financial Advisor for inclusion on this list.