THIRD PARTIES WITH WHOM THE ADVISER MAY SHARE INFORMATION
The Adviser does not disclose nonpublic personal information about its customers or former customers to anyone except as otherwise permitted or required by law. For example, the Adviser is permitted by law to share information about its customers with:
– Its employees and companies, as necessary to assist the Adviser in processing customer transactions and servicing accounts, such as brokerage firms and custodians.
– Customer’s authorized representatives, such as its accountant, tax preparer, lawyer, or other legal representative.
– Federal and state regulators who regulate the Adviser and its representatives or other government entities or third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries.
– The Adviser’s legal counsel, accountant, and compliance professionals who assist Adviser in complying with applicable laws, rules, and regulations.
The Adviser does not provide customer personally identifiable information to direct marketers or independent solicitors for any purpose.